5
The
Fifteenth Century
Shakespeare's history
plays have helped keep alive a picture of how, after deposing his cousin
Richard II as king in 1399, Henry IV ruled under the shadow of possible and
actual revolts. Henry died, his son Henry V came to the throne in 1413
and quickly invaded France. He lost huge numbers of English soldiers by
disease, but at the battle of Agincourt (northern France) in October, 1415
he won an astonishing victory against all odds, killing or capturing most the
French aristocracy without losing more than a handful of English soldiers. He
was therefore remembered in England as a great national hero and in his last
years he became a European statesman, negotiating a kind of peace and marrying
the French king's daughter, Catherine. But in 1422 Henry V died, aged only
thirty-six. His son, who duly became Henry VI, was only nine months old.
After Henry V died, his widow took a young Welsh lord, Owen Tudor, as her
lover, or husband, and they had four children; the son of one of these later
became Henry VII, the first Tudor king.
Since Henry VI was only a
baby, there was a council governing the kingdoms of France and England in his
name. The French refused to recognize the English right to their land, and
continued to fight, led for several years by an illiterate peasant girl called
Jeanne Darc (Joan of Arc) who claimed to have had visions from God
telling her to save France. In 1430 she was betrayed by her own people,
condemned as a heretic, and burned by the English in 1431 in Rouen. A few years
later she was declared innocent. In 1920 the Catholic Church made her a saint
and there are many poems and plays about her life.
In 1445, Henry VI married
a French princess, surrendering Normandy and Maine to France as the price for a
peace that still did not come. At last, at Castillon in 1453, the English were
overwhelmed by the French army's use of guns, and the only part of France
remaining in English hands was the port of Calais, which France took back a
hundred years later.
In 1453 there was another
Peasants' Revolt in England, led by Jack Cade, with complaints about
corruption, unfair taxation, low wages... but nothing was done. Henry VI, who
had inherited a weak mind from his mother's family, was only interested in
religion and good works; meanwhile, the great families were fighting for
control, while money was being wasted in conspicuous consumption at court. The
royal family, the Lancasters, with their supporters, were opposed by a
coalition led by the heir-apparent Richard, the duke of York. In 1455 this
became open warfare, largely inspired by the king's wife, Margaret.
These Wars of the
Roses were mostly fought in and near Wales, and in 1460 Henry VI was taken
prisoner, while the son of Richard of York became king as Edward IV. The
fighting stopped for a time and the nation became more prosperous. In later
battles, Henry VI's supporters tried to restore him, but finally he was
murdered in 1471, soon after his only son had been killed at the battle of
Tewkesbury.
It was during Edward's
reign and with his support that William Caxton set up his printing-press
in Westminster in 1476; Edward encouraged the rising merchant classes to expand
their business and trading activities. But in 1483 he died and the throne was
seized by the ambitious Richard of Gloucester, his younger brother, who
directly or indirectly murdered a number of rivals, including his brother, his
wife, and some children in order to become king Richard III.
Shakespeare's play has immortalized an almost certainly untrue portrait of him
as a warped monster. Two years later Henry Tudor, the earl of Richmond,
returned from exile and defeated Richard, who was killed, at the battle of
Bosworth in 1485. He became Henry VII, the first of the Tudors.
Poetry after Chaucer
When Chaucer died in
1400, he left a clearly defined body of works and a reputation as a poet that
was unequalled, for there had not been a writer with such a clearly defined
character in England before him. Although many poets who wrote after Chaucer
paid tribute to him, and perhaps thought they were imitating him, it is curious
that most of his truly characteristic features did not continue.
The indeterminacy of the
voice of so many of his narrators and speaking personae is uniquely his;
the concern shown in Troilus and Criseyde and in "The Knight's
Tale" to recreate a pre-Christian, pagan world with people thinking about
the meaning of what happens in life in a metaphysical framework is never
repeated. Above all, his deep struggle to come to terms with the seemingly
arbitrary cruelty of Providence that made Boethius his main philosophical guide
was not shared by later writers.
Thomas Hoccleve
Two poets were beginning
their writing careers as Chaucer was completing his: Thomas Hoccleve
(?1366-1426) and John Lydgate (?1370-1449). In 1387 Hoccleve became a clerk
(scribe) in the Privy Seal Office, part of the royal administration, and it may
be that he came to know Chaucer there. In 1405-6 his salary was not paid, so he
wrote La Male Regle (Misrule) as a begging poem. In 1411-2 he wrote his
most ambitious work, The Regiment of Princes, for Prince Henry, only a
year or so before he became Henry V. It is a guide to the virtues required of a
prince, and exists in some 40 manuscripts. He became a respected political
poet, his next important poem being an attack against the Wycliffite religious
movement called Lollardy. In 1416 he seems to have suffered a severe mental
breakdown, from which he only slowly recovered. He only wrote poems again in
1421-2, when he wrote the Complaint, which includes references to his
sickness.
Hoccleve wrote no
narrative poems, his poems are lyrics, often first-person monologues similar to
Chaucer's "Complaint to His Purse" or the "Wife of Bath's
Prologue." It is because it seems possible to sense something of the individual
person in his poems that they have become popular today; they are often very
frank, in a confessional mode, even while begging for money as "La Male
Regle" does:
I dare not tell how that
the fresh repair
Of Venus' female lusty
children dear
That so goodly, so shapely
were and fair
And so pleasant of port and
of manneere
And feede cowden all a
world with cheere,
And of atire passingly well
byseye,
At Paul's Head me maden oft
appear
To talk of mirth and to
disport and pleye...
Of love's art yet touched I
no deel;
I cowde nat, and eek it was
no neede,
Had I a kiss I was content
full weel,
Better than I would han be
with the deede.
Thereon can I but small, it
is no dreede.
When that men speak of it
in my presence
For shame I wax
as red as is the gleede. (coal)
Now will I turn again to my
sentence.
Hoccleve is not merely
imitating Chaucer, he has read French poets as well as English, but like
Chaucer he is well aware of the best ways to speak in a convincing first person
voice; but such a voice is a major part of medieval poetic convention, and it
would be wrong to look for too strong an individuality here. It is Hoccleve,
though, who first writes in an autobiographical voice, partly because he is
writing for a very small audience of people who knew him well. Hoccleve offers
the first critical appreciation of Chaucer and Gower as poets, linking them,
and he first calls Chaucer "Father," in his "Regiment of
Princes" (lines 1961ff):
O master dear and father
reverent,
My master Chaucer, flower
of eloquence,
Mirror of fructuous
entendement,
O universal father in
science
Allas, that thou thine
excellent prudence
In thy bed mortal mightest
not bequeath.
What ailed death? Alas, why
would he slay thee?
O death, thou didest not
harm singular
In slaughtery of him, but
all this land it smarteth.
But natheless yet hastou no
power
His name slay. His high
virtue asterteth
Unslain from thee, which ay
us lifely herteth
With bookes of his ornat
enditing
That is to all this land
enlumining.
Hastou not eek my master
Gower slain,
Whose virtue I am
insufficient
For to describe?...
Modern readers, with
their interest in psychology, are particularly struck by the
"Complaint" in which he describes the way people reacted to him,
after he had his breakdown:
Men seiden I
looked as a wilde steer 120
And so my looks about I gan
to throwe.
Mine head to hie, another
side, I bare;
'Full buckish is his brain,
well may I trowe.'
And said the third -- 'and apt is in the rowe
To sit of them that a
reasonless rede
Can give -- no sadness is in his head.' (firmness)
Changed had I my pace, some
seiden eke,
For here and there forth
start I as a roe.
None abode, none
arest, but all brainseke. (brainsick)
Another spake and of me
said also,
My feet weren ay waving to
and fro
When that I stonde should
and with men talke,
And that mine
eyen soughten every halke. (corner)
(...)
Sithen I recovered was,
have I full ofte
Cause had of anger and
impatience,
Where I born have it easily
and softe,
Suffering wronge to be done
to me and offence,
And not answered
again but kept silence, 180
Leste that men of me deem
would and sein,
'See howe this man is
fallen in again.'
John Lydgate (?1370-1449)
Nothing can make Hoccleve
more than a minor poet, which is not a negative term. Lydgate, though, used in
the sixteenth century to be set alongside Chaucer and Gower, as one of the
founding fathers of English poetry. His fall in critical esteem has been
catastrophic; the recent editor of Hoccleve (M.C. Seymour) calls Lydgate
"prolix and artificial. His self-complacent conservatism breaks no new
ground... content with his world, conventionally religious, uncritically
sententious, and essentially unmoved, he has nothing to say" (p.xxxi).
Lydgate became a monk in
the abbey of Bury St Edmunds in 1385, and began his poetic career as an
imitator of Chaucer. In the ten years after Chaucer's death he wrote several
poems imitating Chaucer's early works. Then between 1412 and 1420 he wrote the Troy
Book, a long verse translation of Guido delle Colonne. His Siege of
Thebes (1420-2) is written as if it were part of the Canterbury Tales;
Lydgate joins the pilgrims as they are about to leave Canterbury and tells his
tale as the first on the return journey. It is related to Chaucer's Knight's
Tale by its theme, ending where the Tale begins, and by many verbal echoes.
It is significant that there is no Chaucer among the pilgrims that Lydgate
meets. He seems to consider himself to be the new Chaucer!
Finally, Lydgate made a
translation of The Pilgrimage of Man (from the French by Deguileville)
in 24,000 lines, and another in the 1430s of Boccaccio's De Casibus Virorum
Illustrium, The Fall of Princes, 36,000 lines about the misfortunes
of famous persons translated from a French version. At the beginning of the
"Fall," Lydgate also claims Chaucer as his teacher (master):
My master Chaucer, with his
fresh comedies,
Is dead, alas, chief poet
of Breteyne,
That whilom made full pitous
tragedies;
The fall of princes he did
also complain,
As he that was
of making sovereign, 250
Whom all this land should
of right preferre
Sith of our language he was
the lodesterre...
And semblably as I have
told toforn,
My master Chaucer did his
businesse,
And in his daies hath so
well him born,
Out of our tongue t'avoiden
all rudenesse,
And to reform it with
colours of sweetnesse;
Wherefore let us give him
laud and glory
And put his name with
poetis in memory.
Robert Henryson
The man whom many
consider the finest poet of the century, Robert Henryson, lived not in England
but in Scotland. Little is known of his life. He may have been born around
1424, and died before 1505; he seems to have been a schoolmaster. He wrote a
series of splendid beast-fables, The Testament of Cresseid, and Orpheus
and Eurydice. He was influenced by Chaucer, and the "Testament"
was printed as the sixth book of Troilus and Criseyde in early editions.
The Testament of Cresseid is the work for which he
is most famed, telling how Cresseid ended her life in misery. In a prologue he
describes how he is sitting in his room by the fire in winter after seeing
Venus in the evening sky. He gives himself a drink "my spirits to
comfort" and begins to read Chaucer's Troilus and Criseyde. Then he
says he took up another book (his own poem?) in which he found the story of the
death of Cresseid (not told by Chaucer, of course):
Quha wait gif all that
Chauceir wrait was trew?
Nor I wait nocht gif this
narratioun
Be authoreist, or fengeit
of the new
Be sum poeit, throw his
inventioun
Maid to report the
lamentatioun
And wofull end of this
lustie Crisseid,
And quhat distres scho
thollit, and quhat deid.
(Who knows if all that
Chaucer wrote was true? And I don't know if this story is authentic, or newly
composed by some poet, designed by his own imagination to tell of the
lamentations and sorrowful end of lively Crisseid, of the distress she
suffered, and all that she did.)
Henryson tells how
Crisseid is abandoned by Diomede, and becomes a whore among the Greeks, then
goes to her father Calchas who is in charge of Venus's temple. There she
regrets her service of Cupid (Love) and renounces him. She has a vision of the
gods, who decide to punish her with loss of beauty and love. On waking, she
finds she has become a leper. She slips out of the house and goes to live in
the hospital outside the town. Here she laments her loss in a
"Complaint." One day the soldiers of Troy come riding home after
fighting the Greeks, Troilus among them. The lepers call out for alms: (spelling
modernized)
Then to their
cry noble Troilus took heed, 495
Having pity, near by the
place gan pass
Where Crisseid sat, not
knowing what she was.
Then upon him she cast up
both her eyne,
And with one blink it came
into his thought
That he sometime
her face before had seen, 500
But she was in such plight
he knew her not;
Yet then her look into his
mind it brought
The sweet visage
and amorous blenking (looks)
Of fair
Crisseid, sometime his awin darling. (own)
They do not recognize one
another, though Troilus finds himself trembling with love! He throws a purse
full of gold and jewels into her lap in memory of Crisseid and rides on. She
asks the other lepers who it was, and one tells her it was Troilus. She
collapses, lamenting "O false Crisseid and true knight Troilus!" She
writes her testament (will) leaving everything to the lepers, except for a ring
that Troilus once gave her that she sends back to him, then she dies. Hearing
of what has happened, Troilus has a brief comment: "I can no more; She was
untrue and woe is me therefore." The poem concludes that "some
say" he made a tomb for her; the poet ends by exhorting ladies not to mix
love with false deception.
The pathos of this
revision has always been admired. Almost all of Henryson's works are dark,
overshadowed with death and doom. In most of them all that is possible is for
people to consent to their fate and die with dignity. In particular, the beasts
in the fables are a sign that human beings have chosen to live in ways that are
no longer human. The tone of these poems is worthy of Chaucer, although
different from his because more sombre. The spelling, and some of the vocabulary,
makes them a little difficult to read, which is a pity.
William Dunbar
Usually linked with
Henryson is the other "Scottish Chaucerian" William Dunbar
(?1456-?1513) who was a priest and a poet at the Scottish court. Dunbar's poems
show a lively spirit, most famously in his alliterating "Tretis of the Two
Married Women and the Widow" which seems to have links with Chaucer's
"Wife of Bath's Prologue" in its blunt portrayal of female sexual
skills. The poet reports how he overheard three women talking together about
their relationships with men, one Midsummer's Night: (the spelling is
modernized)
(The last to speak is
the widow:)
Now am I a widow, I wise
and well am at ease;
I weep as I were woeful,
but well is me for ever;
I busk as I were baleful,
but blithe is my heart;
My mouth it makes mourning,
and my mind laughs;
My cloaks they are careful
in colour of sable,
But courtly and right
curious my corse is there under:
I droop with a dead look in
my dull habit,
As with man's deal I had
done for days of my life.
When that I go
to the church, clad in cair weid, (sad
clothes)
As fox in a lamb's fleece
fain I my cheer;
Then lay I forth my bright
book abroad on my knee,
With many lusty letter
illumined with gold,
And draw my cloak forwards
over my face quite,
That I may spy, unspied, a
space me beside.
Full oft I blink by my
book, and blynis of devotion,
To see what barn is best
brawned or broadest in shoulders,
Or forged is most forcfully
to furnish a banquet
In Venus' chamber,
valiantly, without vain ruse:
And as the new moon all
pale, oppressed with change,
Kythis quhilis
her clear face through clouds of sable, (peeps)
So geek I through my
cloaks, and cast kind looks
To knights and to clerks
and courtly persons.
When friends of
my husband beholds me afar
I have a water-sponge for
wa, within my wide cloaks,
Then wring I it full
whilily and wet my cheeks,
With that waters mine eyes
and welters down tears.
Then say they all that sit
about, 'See ye not, alas,
Yon listless lady so
loyally she loved her husband:
Yon is a pity to imprint in
a prince's heart,
That such a
pearl of pleasance should yon pain dre!' (endure)
(...)
But with my fair calling I
comfort them all.
For he that sits me next, I
nip on his finger;
I serve him on the other
side on the same fashion;
And he that behind me sits,
I hard on him lean;
And him before, with my
foot fast on his I stamp;
And to the barns far but
sweet blinks I cast.
To every man in special
speak I some words
So wisely and so womanly,
which warm their hearts.
There is no living lad so
low of degree
That shall me
love unloved, I am so loik hearted; (warm)
And if his lust so be lent
into my lyre quite
That he be lost or with me
lie, his life shall not danger.
I am so merciful in mind...
The poem ends with the
narrator's question to his (male) audience: "Which of these wanton women
that I have described would you choose for your wife, if you had to marry one
of them?"
Dunbar is also reputed
for a more serious poem, written when he was sick, the "Lament for the
Makaris" (in Scotland the poet is known as a "maker," a
translation of the Greek word poet):
I that in health was and
gladness
Am troubled now with great
sickness
And feebled with infirmity;
Timor mortis
conturbat me.
Our pleasance here is all
vain glory
This false world is but
transitory
The flesh is brittle, the
Feind is sly;
Timor mortis
conturbat me.
The state of man does
change and vary
Now sound, now sick, now
blithe, now sorry,
Now dansand merry, now like
to die;
Timor mortis
conturbat me.
No state in
earth here standes sicker (certain)
As with the wind waves they
wicker
Waves this world's vanity;
Timor mortis
conturbat me.
On to the death go all Estates
Princes,
Prelates, and Potestates (powers)
Both rich and poor of all
degree;
Timor mortis
conturbat me.
He takes the knights in to
field
Enarmed under helm and
shield
Victor he is at
all melee; (combat)
Timor mortis
conturbat me.
That strange unmerciful
tyrant
Takes on the mother's
breast suckand
The babe full of benignity;
Timor mortis
conturbat me.
He takes the
champion in the stour (army)
The captain closed in the
tower
The lady in bower full of
beauty;
Timor mortis
conturbat me.
He spares no
lord for his puissance (strength)
No clerk for his
intelligence
His awful stroke may no man
flee;
Timor mortis
conturbat me.
Art-magicians and
astrologes,
Rhetors, logicians, and
theologes,
Them helpes no conclusions
sly;
Timor mortis
conturbat me.
In medicine the most
practicions,
Leeches, surgeons, and
physicians
Themselves from death may
not supply;
Timor mortis
conturbat me.
I see that makers among the
live
Play here their pageant
then go to grave
Spared is not their
faculty;
Timor mortis
conturbat me.
He has done pitously devour
The noble Chaucer, of
makers flower,
The monk of Bury, and
Gower, all three;
Timor mortis
conturbat me.
(there follow 10 stanzas
naming many forgotten poets)
In Dumfermline
he has done roune (whispered)
With Master Robert Henryson
Sir John the Ross embraced
has he;
Timor mortis
conturbat me.
(...)
Since he has all my
brethren ta'en
He will not long me leave
alone
On force I must his next
pray be;
Timor mortis
conturbat me.
Since for the dead remede
is none
Best is that we for death
dispone
After our death that live
may we;
Timor mortis
conturbat me.
Charles d'Orléans
In England, the first
long sequence of formal love poems to be composed in English was written in the
1430s by the French prince Charles d'Orléans, who was a prisoner held hostage
by the English from 1415 until 1440. Charles d'Orléans is the most noted French
lyric poet of the century, but his English poems are only preserved in a single
manuscript and were probably not known to more than a few people. The sequence
is tragic, the Lady Beauty (who may have been his wife) dies:
Ballade
Alas, Death, who made thee
so hardy
To take away the most nobil
princess
Which comfort was of my
life and body,
My weal, my joy, my
pleasure and richess?
But syn thou hast biraft me
my mistress,
Take me, poor
wretch, her silly servitur; (servant)
For lever had I hastily
forto die
Than languish in this
careful tragedy
In pain, sorrow, and woeful
adventure.
Alas, n'had she of each
good thing plenty,
Flowering in youth and in
her lustiness,
I beseech God a-cursed mote
thou be,
O false death, so full of
great rudeness.
Haddest thou her
taken yet in unweldyness (ill-health)
As had thou not y-done so
great rigour,
But thou, alack, has taken
her hastily
And welaway has left me
pitously
In pain, sorrow, and woeful
adventure.
Alas, alone am I without
company.
Farewell, my lady, farewell
my gladness;
Now is the love parted
twixt you and me.
Yet what for then I make
you here promise
That with prayers I shall
of great largess
Here serve you dead, while
my life may endure,
Without forgetting sloth or
sluggardy,
Bewailing oft your death
with weeping eye,
In pain, sorrow, and woeful
adventure.
O God, that lordest every
creature,
Grant of thy grace thy
right forto measure
On all the offenses she
hath done wilfully
So that the good soul of
her now not lie
In pain, sorrow, and woeful
adventure.
Later in the same
manuscript, we find him wooing another lady in a second sequence, but without
success!
All through the fifteenth
century, lyric poetry also continued to be written in the older styles,
although there are some anonymous poems of the later 15th century that seem to
point forward to the wittier works of the Elizabethans:
When nettles in winter bear
roses red,
And thornes bear figges
naturally,
And broomes bear apples in
every mead,
And laurels bear
cherries in the croppes (treetops) so high,
And oakes bear dates so
plentously,
And leeks give honey in
their superfluence,
Then put in a
woman your trust and confidence.
When whitings walk in
forests, harts for to chase,
And herrings in parks horns
boldly blow,
And flounders moor-hens in
fens embrace,
And gurnards
shoot rolions out of a cross-bow, (fish)
And greegeese ride in
hunting the wolf to overthrow,
And sperlings
run with spears in harness to defence, (smelts)
Then put in a
woman your trust and confidence.
When sparrows build
churches and steeples high,
And wrens carry sackes to
the mill,
And curlews carry clothes,
horses for to dry,
And sea-mews bring butter
to the market to sell,
And wood-doves wear
wood-knives, thieves to kill,
And griffins to goslings do
obedience,
Then put in a
woman your trust and confidence.
When crabs take woodcocks
in forests and parks,
And hares been taken with
sweetness of snails,
And camels with their hair
take swallows and perches,
And mice mow corn with
waving of their tails,
When ducks of the dunghill
seek the Blood of Hailes,
When shrewd wives to their
husbands do no offence,
Then put in a
woman your trust and confidence.
In some poems we even
seem to find the influence of Petrarch, with the oxymorons (union of opposites)
that Shake¡©speare's Romeo later enjoyed using:
I shall say what inordinate
love is:
The furiosity and woodness
of mind,
An instinguible
burning, faulting bliss, (inextinguishable)
A great hunger insatiate to
find,
A dulcet ill, an evil
sweetness blind,
A right wonderful sugared
sweet error,
Without labour rest,
contrary to kind,
Or without quiet to have
huge labour.
Sir Thomas Malory
It seems that readers
continued to enjoy the older popular romances, since many of the manuscripts
preserved date from the 15th century even when the works were written earlier.
New romances also continued to be written, at least in the early years of the
15th century. While in France prose had become the normal medium for romances
in the 13th century, it is only in the 15th century that English writers begin
to dare to use prose to tell stories. The only major prose narrative of this
period is that usually known after its last section as Le Morte D'Arthur,
a huge (700 printed pages) adaptation of all the main Arthurian romances
completed in 1470. The sources are mostly French prose ro¡©mances, but Malory
also consulted English verse romances, such as a stanzaic Mort Artu written
around 1400.
Who Sir Thomas Malory was
is not at all certain. The text of the book tells us that it was written in
prison and there is a knight of that name who was charged with violence, theft,
and rape some time after 1450. He died in 1471.
The title is inaccurate,
since the book unifies the tales told in eight major French romances: 1) Arthur
and Lucius; 2) Merlin; 3) Lancelot; 4) Sir Gareth; 5) Tristan; 6) The Grail; 7)
Lancelot and Guinevere; 8) The Death of Arthur.
There is one surviving
manuscript, that long remained unknown. Caxton published a printed version in
1485 by which the work became well-known, the only large-scale Arthurian
narrative in English. In the 19th century, Tennyson based his Idylls of the
King on parts of it. The style is influenced by that of the English verse
romances, and has been much praised, although it is not sure that it had much
influence on the later development of English prose. The last pages are the
most often read:
(The great battle is
over, Sir Mordred is dead, Arthur gravely wounded, Sir Bedivere seems to be the
only other survivor. Arthur speaks to Bedivere):
'Take thou here
Excalibur my good sword and go with it to yonder water's side; and when thou
comest there I charge thee throw my sword in that water and come again and tell
me what thou sawest there.'
'My lord,' said
Sir Bedivere, 'your commandment shall be done, and I will lightly bring you
word again.'
So Sir Bedivere
departed, and by the way he beheld that noble sword, that the pommel and the
haft was all precious stones. And then he said to himself, 'If I throw this
rich sword in the water, thereof shall never come good, but harm and loss.' And
then Sir Bedivere hid Excalibur under a tree and so as soon as he might he came
again unto the King and said he had been at the water and had thrown the sword
into the water.
'What saw thou
there?' said the King.
'Sir,' he said,
'I saw nothing but waves and winds.'
'That is untruly
said of thee,' said the King. 'And therefore go thou lightly again and do my
commandment; as thou art to me lief and dear, spare not, but throw it in.'
Then Sir
Bedivere returned again and took the sword in his hand. And yet him thought sin
and shame to throw away that noble sword. And so eft he hid the sword and
returned again and told the King that he had been at the water and done his
commandment.
'What sawest
thou there?' said the King.
'Sir,' he said,
'I saw nothing but waters wap and waves wan.'
'Ah, traitor unto me and
untrue,' said King Arthur, 'now hast thou betrayed me twice. Who would have
weened that thou that hast been to me so lief and dear, and thou art named a
noble knight, and would betray me for the riches of this sword. But now go
again lightly, for thy long tarrying putteth me in great jeopardy of my life,
for I have taken cold. And but if thou do now as I bid thee, if ever I may see
thee I shall slay thee mine own hands, for thou wouldest for my rich sword see
me dead.'
Then Sir
Bedivere departed and went to the sword and lightly took it up, and so he went
to the water's side; and there he bound the girdle about the hilts and threw
the sword as far into the water as he might. There came an arm and a hand above
the water and took it and clutched it, shook it thrice and brandished; then vanished
away the hand with the sword into the water. So Sir Bedivere came again to the
King and told him what he saw.
'Alas,' said the
King, 'help me hence, for I dread me I have tarried overlong.'
Then Sir
Bedivere took the King upon his back and so went with him to that water's side.
When they were at the water's side, even fast by the bank hoved a little barge
with many fair ladies in it; among them all was a queen; and they all had black
hoods and they all wept and shrieked when they saw King Arthur.
'Now put me into
that barge,' said the King; and so he did softly. There received him three
ladies with great mourning, and so they set them down. In one of their laps
King Arthur laid his head, then the queen said, 'Ah, my dear brother, why have
ye tarried so long from me? Alas this wound on your head hath caught overmuch
cold.' And anon they rowed fromward the land, and Sir Bedivere beheld all those
ladies go froward him.
Then Sir
Bedivere cried and said, 'Ah, my lord Arthur, what shall become of me, now ye
go from me and leave me here alone among mine enemies?'
'Comfort
thyself,' said the King, 'and do as well as thou mayest, for in me is no trust
for to trust in. For I must into the vale of Avilion to heal me of my grievous
wound. And if thou hear nevermore of me, pray for my soul.'
But ever the
queen and ladies wept and shrieked that it was pity to hear. And as soon as Sir
Bedivere had lost the sight of the barge he wept and wailed and so took the
forest, and went all that night.
(...)
Yet some men say
in many parts of England that King Arthur is not dead, but had by the will of
our Lord Jesu into another place. And men say that he shall come again and he
shall win the Holy Cross. Yet I will not say that it shall be so, but rather I
will say, Here in this world he changed his life. And many men say that there
is written upon his tomb this verse: Hic iacet Arthurus, rex quondam, rexque
futurus (Here lies Arthur, the once and future king).
Renaissance Humanism
While the 15th century in
England appears as a time of decline in creative energy in literature, of
confusion and conflict in society, the same years were witnessing in Italy,
particularly, tremendous intellectual ferment and intense confrontation. Out of
the work of the 15th century arose reflexions that opened the way to the modern
world. It is only possible here to indicate a few of the names and
philosophical points involved; without these, though, no understanding of the
evolution of modern Western thought would be possible.
The most notable names
are those of Nicolas of Cusa (Cusanus, 1401-1464), Lorenzo Valla (1407-1457),
Marsilio Ficino (1433-1499), Giovanni Pico della Mirandola (1463-1494). What
must be remembered is that the word 'philosophy' at this time covered almost
everything that could be studied. A history of Renaissance Philosophy must
discuss Logic, Language, Natural Science, Moral Philosophy, Political theory,
Psychology (the soul), Metaphysics (the divine), as well as theories of
knowledge, of poetry, and of history. The process begun by these men in the
15th century continues on into the 17th, it is still with us today.
One starting-point for
the centrality of Man (in the generic sense of the individual human person) in
Renaissance thought is to be found in Petrarch's realization, expressed
in his De vita solitaria (1346), that the time had come "to reveal
man to himself once more." The supreme nobility of being human could only
be found in man's nature as God's creation, the "image of God." That
divine origin united all, and was the origin of the moral obligation to be each
at the service of the common good. At the same time, Petrarch found the finest
portrayal of active human dignity in the wisdom (sapientia) contained in
the ancient writers of classical Rome.
Saint Anselm
Other starting-points
also exist; Augustine and the mainly Platonic ideas derived from his writings
is certainly one. St Anselm (1033-1109) was for forty years a monk in Normandy,
then became Archbishop of Canterbury; one of his works, Proslogion
(1077-8), contains the famous phrase, Fides quaerens intellectum (Faith
in search of understanding). The August¡©inianism of Anselm led him to see that
God can only be God, by definition
-- id quod nihil maius
cogitari potest (that than which no greater can be conceived), a perfection
of Being that is not open to proof or disproof by human reason. Instead, coming
to knowledge of this perfection in Faith, man is invited to achieve likeness
with the Perfect by following the path of human perfec¡©tion. A vital part of
human perfection is the use of the mind God has given, and the highest work the
human mind can perform is to find "necessary reasons" for faith,
arguments by which the human mind becomes aware of itself knowing a truth that
it cannot contain.
In response to the
contemporary challenges of doubt and disbelief, Anselm wrote his Cur Deus homo
(Why God became man) (1095-8), in the same perspectives; that God became man is
the incomprehensible heart of Christian faith, yet it is the task of humans to
strive to comprehend that faith so that others in turn can believe what at
first seems incredible. Anselm's method is that termed "natural
theology," in which the human mind works according to its own rules,
without being initially bound by any other authority. In this way old
formulations are freely challenged in a radical way.
Scholasticism
In the 13th century,
though, the triumph of Aristotle in the universities was such that for a time
it seemed that his writings, or some of them, were identical with the Christian
faith, and offered a structure of terms with which it was possible to codify
all human knowledge as well. At the heart of the Scholastics' reading of
Aristotle was the conviction that knowledge of God's nature lay beyond human
understanding. "We can know that God is, but not what he is," said Aquinas.
Faith is faith, transmitted by authority, man can only assent, not know.
Metaphysics is not a science of God, but of being in general, God figuring only
as the First Cause.
Raimon Lull
Yet there were other
currents. Raimon Lull (1232-1316) was born in the Mediterranean island of
Majorca, which like Spain and Sicily was mainly Christian but still partly
Arab-Islamic, while many Jews also lived there. Because of this background, he
became concerned to find a way of presenting the Christian Gospel to the
Moslems and the Jews, to all men, and instead of studying Scholasticism in
Paris he learned Arabic, until he had become more skilled in Arabic than in
Latin.
At the heart of the 280
works Lull wrote on every kind of topic is his search for Ars inveniendi
veritatem (The way to find the truth). This became the centre of his life's
quest, he kept revising it, and changed the name into Ars generalis. He
hoped to lay the foundations of a general science (knowledge) which would be
acceptable to and be capable of including every particular science. At the
centre of his work is the human mind thinking God in a superlative act, beyond
sense-knowledge and reason-knowl¡©edge. A legend says he died after being stoned
by a Moslem mob while preaching in North Africa when past eighty. His teaching
seemed to have been died with him; certainly the scholastics condemned it. But
in the early 15th century his ideas touched some thinkers at the university of
Padua, part of the region governed by Venice.
Venice, like Majorca, was
in touch with the Arab world, it had a large Jewish population, and it was the
Western port at the end of the Silk Road with contacts reaching beyond
Byzantium as far as the Mongols. It was open to the East, and familiar with
cultures quite unlike its own. Here in the early 15th century people began to
be interested in exploring the full dimensions of the dignity of Man. Petrarch
had lived there, and after 1400 Venice and Padua were centres for the study of
Greek science and poetry. Scholasticism had a pessimistic view of Man, based on
the doctrine of the Fall; here scholars returned to a classical view of human
integrity, sensibility, creativity. In this milieu, Lull's ideas were spread by
Catalan scholars from the later 14th century on.
Nicolas of Cusa
In 1417 the young Nicolas
Krebs, born in the village of Cues in Germany and therefore called in Latin Cusanus
(of Cusa), came to study Church law in Padua. He stayed there until 1423, and
became a noted thinker. He was made a cardinal in 1448 and a bishop in 1450. In
some ways his writings anticipate those of Kant. His most famed, perhaps, is De
docta ignorancia (about learned ignorance): "the better a man knows
his own ignorance, the greater his learning will be." Here he explores the
great paradox: all human thinking about God is symbolic, metaphorical, yet God
is in Himself infinite and therefore infinitely beyond any metaphor.
"There is no end to symbolisms, since no symbolism is so close that there
cannot always be a closer one." Yet the infinite is always utterly beyond
our mind's grasp, only vaguely suggested in the better images, which are found
in paradoxical enigmas that Nicolas calls coincidentia oppositorum (coincidence
of contrar¡©ies). So why not give up, say that there can be no knowledge?
Because of a hunger of the mind that he calls "wonder" that gives
rise to "wanting-to-know." In other words, the human mind can never
stop seeking God, always straining at its real limits in order to become more
truly itself. God has created Man to know him, and wants to be known, the
result is that Man at his most truly human cannot stop pursuing knowledge of
God, knowledge of Truth, striving for the infinite.
The first step Nicolas
suggests is to know that we cannot know, to know that we are not God. But then
he invites us to try to put ourselves in God's place, through our faculties of
wonder. Beyond all the contradictions and conflicts, Nicolas sensed that there
must be a final unity. It is astonishing to find him preaching, in 1430, that
all the different names for God used by Greeks, Latins, Germans, Turks, Slavs,
Saracens, and Ethiopians are basically reconciled in one Name. Later, in a
similar way, he came to realize that Christ is the bond of reconciliation
between the infinite God and his infinite Creation (in the De Docta Ignoran¡©tia).
Christ shows us what God is and what Man is, and they are one and the same!
This way of thinking is, again, that of natural theology (Anselm was vital for
him) and essentially guided by Plato. It was and remains of tremendous
importance.
Nicolas stands at the
threshold of what is now called the Renaissance. Before Marsilio Ficino made
human aspiration to God's infinitude the centre of Renaissance thought, several
disasters had to happen. In 1453 Constantinople fell to the Turks, the Greek
Empire of Byzantium ended. The political situation in Italy became violent,
hope of Italian unity dimmed. In 1464 Cosimo de' Medici died. The humanists
turned from direct political involvement to contemplation of pure ideas,
studying and teaching, in the hope that powerful princes might like to hear
their thoughts from time to time.
Marsilio Ficino
Ficino, one of the first
modern thinkers marked by that melancholy that Milton's Il Penseroso
suggests is necessary for deep thought, chose Platonism as the key to meaning.
In a villa outside of Florence that he called the Florentine Academy, he
translated into Latin all the works of Plato, publishing them in 1484, almost
all of them in Latin for the first time. He wrote commentaries on them, too.
Yet before this he translated the Orphic Hymns, and works thought to have been
written by an Egyptian sage, Hermes Trismegistus. For Ficino believed that
Plato was the inheritor of an "ancient theology" found in these
works, in Pythagoras and Zoroaster. This totally unhistorical mixture of
occultisms spurred the Renaissance's interest in magic and supernatural
marvels.
For Ficino, though, this
allowed him to see in ancient philosophy another preparation for Christianity,
equal to the Old Testament. In order to complete his syncretistic scheme, he
translated the Enneads of Plotinus, the great Alexandrian Neo-Platonist
of the 3rd century, which he published in 1492. Ficino's vision was "a
Christian reading of a Plotinian reading of Plato" and he expressed it in
his own major philosophical work, the Theo¡©logia platonica (Platonic
Theology, 1474).
Ficino's favorite
direction is upward, ascent is always the main image for the human soul's
movement towards God in this kind of Platonic mysticism. Ascent towards the One
ends in unity with the One; only do I still exist as an individual identity at
that moment? Is there an immortal human soul/identity? For Ficino, there must
be, since Man in the Renaissance sense is a projection of ego and ego
knows no limits in its aspiring:
We have also
said that man strives to rule over himself and all other creatures, men as well
as animals; and that he is unable to bear any kind of slavery. Even if he is
forced to serve, he hates his lord, since he serves against his nature. In
everything he strives with all his strength to overcome others; and he is
ashamed to be defeated even in small matters and the most trifling games, as if
this were against the natural dignity of man.
As
for our desire for victory, we can easily recognize the immeasurable splendor
of our soul from the fact that even dominion over this world will not satisfy
it, if after having subdued this world, it learns that there is still another
which it has not yet subdued. Thus when Alexander heard... that there are
innumerable worlds, he exclaimed: How miserable am I who have not yet subdued
even one world. Thus man wants neither superior, nor equal, and he does not
suffer that anything be excluded from his rule. This condition belongs to God
only. Hence man desires the condition of God.
Pico della Mirandola
Ficino's pupil and
friend, Giovanni Pico della Mirandola (1463-94) added the mysteries of the
Jewish cabala (occult mysticism) to the "ancient theology" of
Ficino and had the same goal of reconciling all doctrines. When he was only
twenty-three, in 1486, Pico proposed to defend 900 ideas or theses in Rome
during public hearings. The Pope forbade it, but the text Pico prepared as his
introductory lecture survived, it is known as the Oratio de dignitate
hominis (Oration on the Dignity of Man) and is a key text in Renaissance
thought.
For Pico, the search for
truth in philosophy is a form of "emulation." This word implies
strong competition and rivalry in the upward quest for the highest possible
form of vision, it allows us to indulge in unlimited intellectual ambition.
Pico retells the story of Genesis in order to justify his vision of Man. God,
he says, finished making the universe without Man in it, each thing in its
proper place with an unvarying nature. Trees are content to be trees and cannot
be anything else, likewise stones, clouds, and angels. Then, looking at it all,
God "longed for there to be someone to think about the reason for such a
vast work, to love its beauty, to wonder at its greatness." The creation
was complete in itself, with no empty position in the Chain of Being for
another creature. So God makes Man "of indeterminate form." Man alone
has no pre-determined nature fixing his actions and thoughts; Pico's God tells
Adam, "You are the moulder and maker of yourself; you may sculpt yourself
into whatever shape you prefer."
Pico's Man, like
Ficino's, aspires to be like God because he is like God in his radical freedom.
Minds created to admire the Creator's work can never be satisfied with less
than full posses¡©sion of it; "let us compete with the angels in dignity
and glory... until we come to rest in the bosom of the Father, who is at the
top of the ladder." Here is Faust without the failure, and it is signifi¡©cant
that Pico's Oration is only a fragment, not a finished work. The life and ideas
of Pico were quickly known in England, thanks to Thomas More's translation of a
Life of Pico. By Pico, the Renaissance learned that the human individual
can enjoy un¡©bounded empire, be it political, intellectual, poetic, or
whatever. Marlowe's Tamburlaine says that his goal is "That perfect bliss
and sole felicity, The sweet fruition of an earthly crown."
Yet the future did not
confirm the optimistic vision, it denied it; ironically, Pico himself was the
first to do so. Under the influence of the great Florentine Dominican Savonarola,
he turned away from all these ideas, and returned to Aristotelian Thomism. In
his De ente et uno (on being and the One) he affirms that the being of
God is not knowable to us. He rejects the dynamics of intellectual knowledge,
and the active conception of reality that marks Renaissance Platonism. Prospero
seems to do very much the same thing at the end of The Tempest.
Renaissance Political Thought
European political theory
developed mainly in Italy, because of its unique independent city-states.
Charlemagne had been crowned in Rome in 800 as the first of a new line of
Emperors, and although the Emperors had their throne in Ger¡©many, at
Aix-la-Chapelle/Aachen, they claimed to rule over Italy as well. In the 12th
century, Bologna and the other universities were studying the Codex of
Roman laws brought together by Justinian, in which the Emperor was
described as "lord of the whole world."
Yet in the same period,
most of Italy's major cities were establishing themselves as independent
communes, electing one man to control the administration of the town for a
limited time, with a fixed salary. These cities were republican, while the
kings of northern Europe each saw themselves in the Christian imperial mould:
"a kind of image on earth of the divine Majesty" (John of Salisbury,
1159). Thinkers referred to St Augustine and said that hereditary princes were needed
to "repress the wicked, to reward the good," and to uphold God's
laws. Monarchical government was seen more as a punishment for sin than as an
ideal source of human community.
In 1260, Aristotle's Politics
was first translated into Latin and at once Thomas Aquinas began to
write a commentary on it, in a quite new tone: "to live a social and
political life together is altogether natural to mankind... living in a city is
living in a perfect community, one that is capable of supplying all the
necessities of life." Aquinas pinpoints "peace" as the most
important value of social life; when there is peace, each citizen can live
well, in a truly human way.
Aristotle was writing in
Greece, where city-states were common, but in discussing the best form of government
he mentions monarchy, aristocracy, and politia (where the body of
citizens act for the common good), suggesting that the very best will perhaps
be a combination of the three. Aquinas, as an Italian, knew and respected the
structure of the autonomous city-state, unknown in northern Europe. He still
considered that a virtuous monarchy was best, not for any religious reason, but
because he saw greater peace and prosperity in kingdoms. The princes Aquinas
has in mind, though, are elected mayors, who have to rule surrounded by
aristocratic and popular checks and balances: a system "in which all the
citizens are involved in public affairs, not merely as electors of their rulers
but as potential members of the government themselves."
By 1300 writers were
referring to the form of government practiced in Venice as a model of
its kind, and this reference to Venice continued throughout the Renaissance,
since it alone never came under the control of dictatorial signori but
remained a republic, with the name Serenissima indicating the great
peace thought to reign there. In Venice a Duke (Doge) was elected, there
were 400 nobles and gentry who debated in public, and forty leading citizens
formed a council.
Out of this evolves the
vital idea that the law-maker and holder of sovereignty is not the monarch (who
then remains above the law) but the people taken as a whole (universitas)
who retain even the power to remove the ruler at any time. In 1324 Marsilius
of Padua's Defensor Pacis explores all of these themes, rejecting at
the same time the absolute powers claimed by the Pope. The Church, he says,
must be under the control of the local citizens, like every city.
The underlying
constitutional question emerged in the Church itself, first in 1378, with the
Great Schism when two rival popes were elected by rival groups of cardinals,
and then in 1409, when three popes claimed authority over the Church. The
question was urgent: could the bishops gathered in a General Council depose a
Pope? In 1414 the Council of Constance declared that it could, that the
Christian people as a whole were a universitas charged with making the
laws, and choosing its leaders. Nicolas of Cusa supported the same idea at the
Council of Basel in 1433, as did the French thinker of Paris, Jean Gerson. In
the sixteenth and seventeenth centuries the rise of royal absolutism in Europe
saw a rejection of all such ideas, whether applied to the Pope or to a temporal
monarch.
If peace was desirable,
the late 13th century in Italy found that civic peace could only be kept by
having in each city a family that provided a hereditary ruler. Otherwise the
powerful clans were in endless conflict. Almost all the Italian cities were
under the power of such signori before 1300, the only great exceptions
being Venice and Florence, but Florence did not survive long. Dante describes
Italy as being "full of tyrants." In a reaction against this
fragmentation Italy experienced the quarrel between the Guelphs (the
Pope's party) and the Ghibellines (the Emperor's party), in an attempt
to find a unifying focus. Mostly, though, Italians were grateful that the signori
had brought peace to the faction-torn cities.
There was a withdrawal
from democratic ideals; and the influence of Petrarch, together with some ideas
of St Augustine, led to a humanist view that with strong princes, it was now
possible for intellectuals to enjoy otium (leisure) in writing,
thinking, and praying. The active life lost ground to the contem¡©plative life.
The humanists concentrated on the great writers of imperial Rome: the poems of
Horace and Virgil, the histories of Livy and Sallust, the moral works of
Juvenal, Seneca and Cicero (their favorite). The great civic ideals they found
in Rome were honour, glory and fame, the human and worldly pride that the
Church had always denounced, Thomas Aquinas wrote, "The desire for human
glory destroys any magnanimity of character."
Cicero offered the idea
of virtus (not fully translated by the English word virtue) as the
source of all human glory by saying "glory necessarily follows from a love
of virtus." Petrarch and the other humanists, following the
writings of Cicero, see the highest sign of virtus in the justice of a
Prince's reign and explain that justice means rendering to each his due, ruling
in good faith (fides), with clemency and generosity. This they argue,
following Cicero, will ensure the Prince his people's love and that is the only
guarantee of national security and lasting personal glory and fame. By
contrast, the humanists had nothing to say about when the use of military force
might be justified, whereas the Scholastics had much to say on the "just
war" in an attempt to prevent unjust uses of violence. The humanists also
failed completely to see the need for a proper constitutional balance of power
between Prince and people.
During the 15th century,
Venice the Serenissima became the focus of much attention; its peace was
explained by its unique system of free government. Similar praise was given to
the republican independence of Florence. This latter was defended by great
military power, against outside enemies, and the spread of power within the
community, to prevent internal subversion. By the early 1400s, Leonardo
Bruni and other humanists were attacking Petrarch for his ideal of otium,
arguing that "virtus is always to be seen in action."
Philosophy is to be lived in the heart of political life, shunning solitude,
concerned with the good of the community as a whole. Bruni also tries to define
more strictly the moral and christian qualities needed by any Prince,
specifying prudence, courage, and temperance.
Out of this, the 15th
century saw a rise of literature about the nature of true nobility in the
leading citizens, concluding that it is a matter of virtus alone. The
Scholastics, though, had argued that true nobility in public servants was only
possible if they were members of a rich family; they were following Aristotle
who saw that public service took up a lot of time, so that it was only possible
for rich people of inherited fortune. This the humanists rejected.
The main difficulty was
that all the other cities of Italy were more and more totally under the rule of
absolutist hereditary signori. Many humanists began to write manuals
designed to give advice to their rulers on how to rule well. Such books also
began to offer advice to the "courtiers" who had now replaced the
democratic councils in the decision-making processes; this culminated in the
famous Il libro del cortegiano by Baldassare Castiglione, written
early in the 16th century and published in 1528. In all these works the main
tone is idealistic. The prince is advised to cultivate majesty and virtus,
personal christian virtues and the rule of justice. Again, they specify the fides
Cicero demanded, insisting that a Prince must keep his word and be perfectly
honest, even when dealing with enemies. The people's love will ensure peace;
force and fear are excluded as means of governing.
In Florence, Cosimo
de'Medici died in 1464; the citizens hoped that now they might return to
more republican ways after years of autocracy, but in 1469 Lorenzo de'Medici
gained control of the city and in 1480 set up a Council composed entirely of
his own men. Faced with this, certain realists among the humanists began to
give up republican ideals and write in praise of monar¡©chy. Once again the
scholar's otium so esteemed in Platonism was in favour, and Pico's Oratio
of 1486 spoke with scorn of those who devote themselves to public affairs. For
the idealist plato¡©nicians, the pursuit of Truth required detachment from civic
and political concerns. Finally, Plato's image of the philosopher-king of the Republic
could be applied to Lorenzo, the man who took all the burdens of active life on
himself. With such a perspective, the prince could even be set above all laws,
the last step towards absolutism.
Niccolo Machiavelli
Lorenzo de'Medici died in
1492, the French invaded Italy, the Medici family was exiled, the great
Dominican Savonarola led the restoration of republican Florence until he was
burned as a heretic in 1498. Then in 1512 the Medicis regained certain powers,
without a firm basis of popular or institutional support. By the end of 1513 Niccolo
Machiavelli (1469-1527) had finished his Il principe (The Prince),
the most famous work of Renaissance political thought.
This book gives itself
the usual advice-book goal of helping the prince mantenere lo stato (maintain
the state) by establishing "such a form of government as will bring honour
to himself and benefit to the whole body of his subjects." Mach¡©iavelli
dedicated it to the Medicis, yet he had for a long time been an active
republican, and when he wrote he was enjoying the forced otium of
retirement in his home in the country near Florence. He certainly hoped to get
a job, yet he did not write in self-interest and while he was writing The
Prince he was compos¡©ing his Discourses on the Roman historian Livy,
in which he expresses strong republican opinions. The Prince is not the
written to justify absolute monarchy but to explore the limits of personal
power in the State.
The ruler, he begins,
must be prudente e virtuoso; the words virtuous and virtuoso in English
do not mean the same thing, and the second is closer to what Machiavelli
advocates. The vertu that his ruler needs is skill, not morality.
Machiavelli first contradicts the humanists by insisting that the prince must
have a strong army, and not fear the use of force. Then he denies that a good
ruler must be virtuous in his private life, unless the vice endangers his rule.
In chapters 16-18 he examines the traditional ideals of justice, generosity,
clemency, and faith, before denying their effectiveness: "there is such a
great distance between how people live and how they ought to live, anyone who
gives up doing what people in general do, in favour of doing what they ought to
do, will find that he ruins rather than preserves himself." In discussing
the old idea that a prince should be loved (chapter 17), he declares: "it
is much safer for a prince to be feared than loved." In chapter 18,
finally, he discusses the demand for fides and notes: "we see from
experience in our own times that those princes who have done great things have
been those who have set little store by the keeping of faith." The
skillful ruler, then, "never departs from the ways of good as long as he
can follow them, but knows how to embark on evil when necessary."
The most debated chapter
in The Prince is chapter 18, here translated by George Bull:
How
princes should honour their word
Everyone
realizes how praiseworthy it is for a prince to honour his word and to be
straightforward rather than crafty in his dealings; nonetheless contemporary
experience shows that princes who have achieved great things have been those
who have given their word lightly, who have known how to trick men with their
cunning, and who in the end have overcome those abiding by honest principles.
You must
understand, therefore, that there are two ways of fighting: by law or by force.
The first way is natural to men, and the second to beasts. But as the first way
often proves inadequate one must needs have recourse to the second. So a prince
must understand how to make a nice use of the beast and the man...
So, as a prince
is forced to know how to act like a beast, he must learn from the fox and the
lion; because the lion is defenseless against traps and a fox is defenseless
against wolves. Therefore one must be a fox in order to recognize traps, and a
lion to frighten off wolves. Those who simply act like lions are stupid. So it
follows that a prudent ruler cannot, and must not, honour his word when it
places him at a disad¡©vantage and when the reasons for which he made his
promise no longer exist. If all men were good, this precept would not be good;
but because men are wretched creatures who would not keep their word to you,
you need not keep your word to them. And no prince ever lacked good excuses to
colour his bad faith... But one must know how to colour one's actions and to be
a great liar and deceiver. Men are so simple, and so much creatures of
circumstance, that the deceiver will always find someone ready to be deceived.
There is one fresh
example I do not want to omit. Pope Alexander VI never did anything, or thought
of anything, other than deceiving men; and he always found victims for his
deceptions. There never was a man capable of such convincing asservations, or
so ready to swear to the truth of something, who would honour his word less.
Nonetheless his deceptions always had the result he intended, because he was a
past master in the art.
A prince,
therefore, need not necessarily have all the good qualities I mentioned
above, but he should certainly appear to have them. I would even go so
far as to say that if he has these qualities and always behaves accordingly he
will find them harmful; if he only appears to have them they will render him
service. He should appear to be compassionate, faithful to his word, kind,
guileless, and devout. And indeed he should be so. But his disposition
should be such that, if he needs to be the opposite, he knows how. You must
realize this: that a prince, and especially a new prince, cannot observe all
those things which give men a reputation for virtue, because in order to
maintain his state he is often forced to act in defiance of good faith, of
charity, of kindness, of religion. So he should have a flexible disposition,
varying as fortune and circumstances dictate. As I said above, he should not
deviate from what is good, if that is possible, but he should know how to do
evil, if that is necessary.
A prince, then,
must be very careful not to say a word which does not seem inspired by the five
qualities I mentioned earlier. To those seeing and hearing him, he should
appear a man of compassion, of good faith, of integrity, kind and reli¡©gious.
And there is nothing so important as to seem to have this last quality. Men in
general judge by their eyes rather than by their hands; because everyone is in a position to watch, few are in a
position to come in close touch with you. Everyone sees what you appear to be,
few experience what you really are....
The expression "the
end justifies the means" may not be a full summary of Machiavelli's main
idea in the Prince, but his insistence on realism and pragmatism is
clear. Yet in the end he remains a democrat! For in the 17th chapter, where he
discusses whether it is better for a prince to be loved or feared, his main
theme is that a prince must do all he can to avoid being hated. That is to say,
the ruler must always be conscious of how fragile his hold on power is, and how
utterly dependant he is on the consent of his subjects. He may earn, or compel,
that consent, but he can never despise it or rule without it.
Like many realists,
Machiavelli was deeply pessimistic about human nature, and the best summary of
his view of man comes in the Discourses: "all men are evil, and will
always act out the wickedness in
their hearts whenever they are given free scope." The terrible reputation
as an advocate of immorality in government that Machiavelli gained in the years
following his death is not deserved by what he actually wrote, his works were
attacked without being read. In Elizabethan drama his name is synonymous with
"diabolical," although in England the devil was called "Old
Nick" before him. Yet the first English translation of The Prince
was only published in 1640, and the book has never been as influential as its
reputation would suggest.
Machiavelli had one major
concern: to stimulate the rulers and people of Italy to wake up to the terrible
dangers their land was facing, before it was too late. In this he very largely
failed but he was prophetic in his understanding that the state has its own
rules, and that "reasons of state" would in the end be widely
recognized as a determining factor in government policy.
Further Reading
A.C.Spearing, Medieval to Renaissance
in English Poetry. Cambridge University Press. 1985.
The Cambridge History of Renaissance
Philosophy,
edited by Charles B. Schmitt and Quentin Skinner. Cambridge University Press.
1988.
Selections from Hoccleve, edited by M.C.Seymour.
Clarendon Press, Oxford. 1981.
Robert Henryson: The Poems, edited by Denton Fox.
Clarendon Press, Oxford. 1987
Malory: Works, edited by
Eugène Vinaver. Oxford University Press, 1971.
The Cambridge Companion to English
Renaissance Drama, edited by A.R. Braunmuller and Michael Hattaway. Cambridge
University Press. 1990.
Doctor Illuminatus: A Ramon Llull
Reader,
edited and translated by Anthony Bonner. Princeton University Press. 1993.
John Guy, Tudor England,
Oxford University Press. 1988.
William Kerrigan and Gordon Braden, The
Idea of the Renais¡©sance. The Johns Hopkins University Press. 1989.
Paul Oskar Kristeller, Renaissance
Thought. Harper. 1961.
Paul Oskar Kristeller, Eight
Philosophers of the Italian Renais¡©sance. Stanford University Press. 1964.
Anthony Low, The Reinvention of
Love. Cambridge University Press. 1993.
R. W. Southern, Saint Anselm, a
portrait in a landscape. Cam¡©bridge University Press. 1990.